CSI CSC2 : Canadian Securities Course Exam2

  • Exam Code: CSC2
  • Exam Name: Canadian Securities Course Exam2
  • Updated: Nov 13, 2026
  • Q & A: 234 Questions and Answers

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About CSI CSC2 Exam Questions

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CSI CSC2 Exam Syllabus Topics:

TopicDetails
Topic 1
  • Portfolio Analysis: This section of the exam measures the skills of a Portfolio Manager and covers portfolio management approaches including risk and return measurement, portfolio optimization strategies, management styles, and the complete portfolio management process from objective setting to performance evaluation and rebalancing.
Topic 2
  • Investment Products: This section of the exam measures the skills of an Investment Products Analyst and covers fixed-income securities features, pricing, and trading; equity securities including common and preferred shares; derivatives including options, forwards, futures, rights and warrants; and the characteristics and uses of all these investment instruments in Canadian markets.
Topic 3
  • The Economy: This section of the exam measures the skills of an Economic Analyst and covers fundamental economic concepts including microeconomics and macroeconomics, economic growth measurement, business cycles, labor markets, interest rates, inflation, international trade, and both fiscal and monetary policy with emphasis on the Bank of Canada's role and government policy challenges.
Topic 4
  • Investment Analysis: This section of the exam measures the skills of a Research Analyst and covers both fundamental and technical analysis methods, including macroeconomic, industry and company analysis techniques, financial statement interpretation, ratio analysis, and security valuation approaches.
Topic 5
  • The Corporation: This section of the exam measures the skills of a Corporate Finance Analyst and covers corporate structures, financial statements, disclosure requirements, investor rights, financing methods, capital raising processes, prospectus requirements, securities distribution, and exchange listing procedures for corporations.
Topic 6
  • Additional Topics: This section of the exam measures the skills of a Wealth Management Professional and covers Canadian taxation systems, tax-advantaged accounts, fee-based account structures, retail client financial planning and estate planning, institutional client management, and ethical standards for financial advisors serving both individual and institutional clients.

Reference: https://www.csi.ca/en/learning/courses/csc

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CSI Canadian Securities Course Exam2 Sample Questions:

Question #1

What investment dealer function is part of the back-office operations?

  • A. Corporate treasury.
  • B. Information technology.
  • C. Research.
  • D. Compliance.
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Question #2

Which document details certain rights of the investor and provides audited financial statements of a hedge fund structured as a limited partnership?

  • A. Information folder
  • B. Offering memorandum
  • C. Managers discussion and analysis
  • D. Fund Facts document
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

Question #3

What product intrinsically minimizes taxable events?

  • A. Asset-backed commercial paper.
  • B. Mortgage-backed security.
  • C. Index-based ETF.
  • D. Mutual fund.
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

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Question #4

What type of return is adjusted for inflation?

  • A. Ex-post
  • B. Nominal
  • C. Real
  • D. Ex-ante
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

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Question #5

When a futures contract is entered into, who sets the minimum initial margin rate?

  • A. Seller
  • B. investment dealer
  • C. Exchange
  • D. Buyer
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

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