IIA IIA-CFSA : Certified Financial Services Auditor

  • Exam Code: IIA-CFSA
  • Exam Name: Certified Financial Services Auditor
  • Updated: Sep 12, 2026
  • Q & A: 511 Questions and Answers

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IIA IIA-CFSA Exam Syllabus Topics:

TopicDetails
Topic 1
  • Auditing Financial Statement Elements
  • Marketing Sales and Distribution
Topic 2
  • Stock Exchanges and Other Markets
  • Monetary Management Theories
  • Home Mortgage Disclosure
Topic 3
  • Effect of Interest Rate Movements
  • Real Estate Sales Disclosure
Topic 4
  • Initial Public Offerings
  • Overview of the Regulatory Environment
Topic 5
  • Risk Management Frameworks
  • Internal Control Frameworks
Topic 6
  • IIA International Professional Practices Framework
  • Data Gathering and Evaluation
Topic 7
  • Allowance for Loan and Lease Losses
  • Financial Services Auditing
Topic 8
  • Self-assessment of Internal Controls
  • Risk Management
  • Equal Credit Opportunity
  • Antidiscrimination
Topic 9
  • Auditing Financial Services Products
  • Internal Control
  • Risk Management
  • Governance

Reference: https://na.theiia.org/certification/CFSA-Certification/Pages/CFSA-Certification.aspx

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